***Ace the Series 7 Exam and Get the Results You Deserve*** The Series 7 Exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 7 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exam, and now you can too. When you study with these flashcards, you'll get an in-depth review of each section on the Series 7 Exam. The Regulatory Requirements section covers:
- SROs
- Registrations and requirements
- Requirements and approvals for opening new accounts
- Different types of account registration and authorizations
- Maintenance of customer account records
- Closing an account
- Transfers
- Rule 144
- Regulation offerings
- broker and dealer
- Market makers
- Market sentiment and market momentum
- Short interest
- The bond buyer and munifacts
- Stocks
- stockholders
- Stocks' cost basis
- IRAs
- Transfers and rollovers
- Retirement plans