Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.
The Fund Director's Guidebook
Brand: American Bar Association
$15.91 - $300.00
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Brand: American Bar Association
The Fund Director's Guidebook
- UPC:
- 9781590315101
- Maximum Purchase:
- 3 units
- Binding:
- Paperback
- Publication Date:
- 2006-08-15
- Author:
- Committee on Federal Requlation of Securities
- Language:
- english
- Edition:
- 3rd Edition
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